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<title>University of Connecticut School of Law Articles and Working Papers</title>
<copyright>Copyright (c) 2013 NELLCO All rights reserved.</copyright>
<link>http://lsr.nellco.org/uconn_wps</link>
<description>Recent documents in University of Connecticut School of Law Articles and Working Papers</description>
<language>en-us</language>
<lastBuildDate>Wed, 23 Jan 2013 18:28:33 PST</lastBuildDate>
<ttl>3600</ttl>








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<title>Guideline Institutionalization: The Role of Merger Guidelines in Antitrust Discourse</title>
<link>http://lsr.nellco.org/uconn_wps/76</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/76</guid>
<pubDate>Fri, 14 Dec 2007 10:14:25 PST</pubDate>
<description>
	<![CDATA[
	<p>With the growth of the administrative state, agency-promulgated enforcement policy statements, typically referred to as guidelines, have become ubiquitous in the U.S. federal system. Yet, the actual usage and impact of such guidelines is poorly understood. Often the issuing agencies declare the guidelines to be nonbinding, even for themselves. Notwithstanding this disclaimer, the government, private parties, and even the courts frequently rely on the guidelines in a precedent-like manner.</p>
<p>In this Article, Professor Greene examines the evolution of one system of enforcement policy guidelines-the U.S. federal antitrust merger guidelines-and finds that these guidelines have acted as a stealth force on the development of antitrust merger law. The influence of this guideline system, she hypothesizes, emerges from a process of institutionalization through which the guidelines become valued for more than the persuasive power of their ideas. This institutionalization process arguably has had an undue influence upon common law development, as courts have failed to fully engage the legal and economic substance of the guidelines. These findings raise the more general concern that the courts have frequently ceded their role as checks on administrative agency power operating through nonbinding policy statements such as enforcement guidelines. Such questions regarding the judiciary's role in the separation of powers are broadly analogous to those raised by Theodore Lowi regarding Congress's role in the legislative process.</p>
<p>Professor Greene chronicles the history of the guidelines through a series of case studies involving key elements in merger analysis. Then, based on a review of all rulings from 1969 to 2003 concerning section 7 of the Clayton Act, she generates basic quantitative measures regarding judicial references to the guidelines and then qualitatively assesses the extent to which judicial reference to the guidelines reflects substantive reliance on them. Both the case studies and statistical data provide strong evidence supporting the institutionalization theory. Having raised normative questions regarding guideline institutionalization, she then evaluates several strategies to counter that influence and proposes conduct-oriented recommendations.</p>
<p>Though specifics may vary, the unacknowledged phenomenon of guideline institutionalization is not unique to antitrust law. As such, Professor Greene concludes this Article with an examination of guideline institutionalization in other contexts, including the FCC and FERC, state consumer protection, and federal sentencing.</p>

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</description>

<author>Hillary Greene</author>


<category>Administrative Law</category>

<category>Antitrust</category>

<category>Commercial Law</category>

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<title>How “Wilsonian” was Woodrow Wilson?</title>
<link>http://lsr.nellco.org/uconn_wps/75</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/75</guid>
<pubDate>Thu, 07 Jun 2007 12:49:16 PDT</pubDate>
<description>
	<![CDATA[
	<p>This essay reveals how President Woodrow Wilson's passion for international law slowly developed over several stages in his life from his professorship at Princeton to his presidency. By exploring Wilson's conversion from a skeptic of international law to one of its greatest proponents, the author shows how Wilson's world view shaped American foreign policy and the political landscape.</p>

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</description>

<author>Mark Weston Janis</author>


<category>International Law</category>

<category>Legal History</category>

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<title>Rethinking Disclosure in a World of Risk-Based Pricing</title>
<link>http://lsr.nellco.org/uconn_wps/74</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/74</guid>
<pubDate>Fri, 01 Jun 2007 11:01:46 PDT</pubDate>
<description>
	<![CDATA[
	<p>In response to subprime loan abuses, it is common for policymakers to exhort consumers to comparison-shop for residential mortgages. This policy prescription ignores the fact that price revelation works differently in the prime and subprime markets, impeding search in subprime. In the prime market, lenders reveal firm prices for free, without requiring consumers to first submit loan applications. This dynamic, combined with Truth-in-Lending Act (TILA) disclosures that standardize prices, make it easy to comparison-shop for prime mortgages. In contrast, in the subprime market featuring risk-based pricing, consumers must reveal their creditworthiness before lenders can determine loan prices, which allows lenders to delay price revelation until after taking loan applications. In numerous cases, subprime borrowers do not learn firm prices until closing, due to a lack of lock-in commitments and behind-the-scenes negotiations over broker compensation. As a result, the subprime market is a pay-to-play market where customers must often pay several hundred dollars in application and appraisal fees (and wait until closing) to discover actual prices. This process makes meaningful comparison-shopping prohibitively expensive and promotes oligopolistic pricing in the subprime market.</p>
<p>The same price revelation dynamics cause Truth-in-Lending Act disclosures to break down for subprime loans. TILA allows subprime lenders to advertise their best rates alone, misleading customers with weaker credit. In addition, TILA does not require lenders to reveal binding prices until closing (except for high-cost refinance home mortgages). Finally, TILA disclosures for traditional adjustable-rate mortgages, interest-only mortgages, and option ARMs are hopelessly complex. The article concludes by proposing reforms to federal disclosure laws to permit meaningful comparison-shopping and promote price competition in the subprime mortgage market.</p>

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</description>

<author>Patricia A. McCoy</author>


<category>Banking and Finance</category>

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<title>Turning a Blind Eye: Wall Street Finance of Predatory Lending</title>
<link>http://lsr.nellco.org/uconn_wps/73</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/73</guid>
<pubDate>Fri, 01 Jun 2007 10:01:26 PDT</pubDate>
<description>
	<![CDATA[
	<p>Today, Wall Street finances up to eighty percent of subprime home loans through securitization. The subprime sector, which is designed for borrowers with blemished credit, has been dogged by predatory lending charges, many of which have been substantiated. As subprime securitization has grown, so have charges that securitization turns a blind eye to financing abusive loans. In this paper, we examine why secondary market discipline has failed to halt the securitization of predatory loans.</p>
<p>When investors buy securities backed by predatory loans, they face a classic lemons problem in the form of credit risk, prepayment risk, and litigation risk. Securitization exacerbates all three risks by unbundling the mortgage process, giving rise to adverse selection. In theory, the lemons problem should cause investors to flee the market for subprime mortgage-backed securities or demand a risk premium commensurate with the worst quality loans. Instead, securitization allays adverse selection concerns by structuring transactions so that risk-averse investors receive their agreed-upon return without needing to screen out predatory loans. In addition to pricing, the secondary market uses structured finance and deal terms, instead of filtering, to manage credit, prepayment, and litigation risk. Furthermore, structured finance provides incentives to securitize predatory loans. Voluntary due diligence could help ameliorate the problem, but those efforts remain sparse. To alter this perverse incentive structure, we propose legislation to impose a duty on secondary market assignees of subprime home loans to investigate and police predatory lenders.</p>

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</description>

<author>Kathleen C. Engel et al.</author>


<category>Banking and Finance</category>

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<title>Law and Society Approaches to Cyberspace</title>
<link>http://lsr.nellco.org/uconn_wps/72</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/72</guid>
<pubDate>Sun, 13 May 2007 19:49:26 PDT</pubDate>
<description>
	<![CDATA[
	<p>This is the introductory essay to an edited collection titled Law and Society Approaches to Cyberspace and published by Ashgate Publishing. Accordingly, the essay first considers what qualifies as a law and society approach to any particular subject. Then, I address questions about what it means to study cyberspace, surveying some of the academic literature on the subject and identifying three distinct waves of scholarship about the Internet since the mid 1990s. I also discuss some of the major theoretical fault lines that have emerged during this period. Finally, the essay summarizes each of the contributions to the volume, which includes work by Sherry Turkle, Richard Ross, Dan Hunter, Gunther Teubner, Paul Schiff Berman, James Boyle, Margaret Jane Radin, Lawrence Lessig, Jack L. Balkin, Jane C. Ginsburg, Jessica Litman, Julie E. Cohen, Anupam Chander, Jerry Kang, Jennifer L. Mnookin, and James Grimmelmann.</p>

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<author>Paul Schiff Berman</author>


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<title>Global Legal Pluralism</title>
<link>http://lsr.nellco.org/uconn_wps/71</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/71</guid>
<pubDate>Sun, 13 May 2007 19:44:31 PDT</pubDate>
<description>
	<![CDATA[
	<p>This Article grapples with the complexities of law in a world of hybrid legal spaces, where a single act or actor is potentially regulated by multiple legal or quasi-legal regimes. In order to conceptualize this world, I introduce literature on legal pluralism, and I suggest that, following its insights, we need to realize that normative conflict among multiple, overlapping legal systems is unavoidable and might even sometimes be desirable, both as a source of alternative ideas and as a site for discourse among multiple community affiliations. Thus, instead of trying to stifle conflict either through an imposition of sovereigntist, territorially-based, prerogative or through universalist harmonization schemes, communities might sometimes seek (and increasingly are creating) a wide variety of procedural mechanisms, institutions, and practices for managing, without eliminating, hybridity. Such mechanisms, institutions, and practices can help mediate conflicts by recognizing that multiple communities may legitimately wish to assert their norms over a given act or actor, by seeking ways of reconciling competing norms, and by deferring to other approaches if possible. Moreover, when deference is impossible (because some instances of legal pluralism are repressive, violent, and/or profoundly illiberal), procedures for managing hybridity can at least require an explanation of why a decisionmaker cannot defer. In sum, pluralism offers not only a more comprehensive descriptive account of the world we live in, but also suggests a potentially useful alternative approach to the design of procedural mechanisms, institutions, and practices.</p>
<p>The Article proceeds in three parts. First, I summarize the literature on legal pluralism and suggest ways in which this literature helps us understand the global legal environment. Second, drawing on pluralist insights, I offer an analytical framework for addressing normative conflicts, one that provides an alternative both to territorially-based sovereigntism and to universalism, and instead opens space for the recognition and accommodation of multiple normative commitments. This framework generates a series of values and principles that can be used to evaluate the efficacy of procedural mechanisms, institutional designs, and discursive practices for managing hybridity. Third, I survey a series of such mechanisms, institutions, and practices already in use in a wide variety of doctrinal contexts, and I discuss how they work (or sometimes fail to work) in actual practice. And though all of these mechanisms, institutions, and practices have been discussed individually in the scholarly literature, they have not generally been considered together through a pluralist lens, nor have they been evaluated based on their ability to manage and preserve hybridity. Thus, my analysis offers a significantly different approach, one that injects a distinct set of concerns into debates about global legal interactions. Indeed, although many of these mechanisms, institutions, and practices are often viewed as "second-best" accommodations between hardline sovereigntist and universalist positions, I argue that they might at least sometimes be preferable to either. In the conclusion, I suggest implications of this approach for more general thinking about the potential role of law in identifying and negotiating social and cultural difference.</p>

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</description>

<author>Paul Schiff Berman</author>


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<title>Wrestling With MUDs to Pin Down the Truth About Special Districts</title>
<link>http://lsr.nellco.org/uconn_wps/70</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/70</guid>
<pubDate>Wed, 09 May 2007 17:58:12 PDT</pubDate>
<description>
	<![CDATA[
	<p>Federal, state, and local governments encourage and empower special districts—board-run, special purpose local government units that are administratively and fiscally independent from general purpose local governments. Special districts receive incentives, grants, and freedom from limitations (such as limitations on tax and debt) imposed on general purpose local governments. Special districts are treated favorably because they are small in size, which theoretically means they foster democratic participation; are limited in purpose, meaning that states can tailor the special districts' powers to serve specific problems; and are viewed as efficient solutions to specific problems. Though special districts have tripled in number over the last fifty years, the rationale justifying their favorable treatment has not been thoroughly scrutinized. One obstacle to such scrutiny is the difficulty in determining a metric of assessment: Too many different kinds of special districts exist, and the scope of districts changes constantly. An imperfect, but no less revealing method is a close investigation of one type of special district.</p>
<p>This Article provides one of the few in-depth reviews of special districts in the academic literature, focusing on the Texas municipal utility district (MUD), originally designed to supply water to unincorporated areas. MUDs—the most common type of special district in the state with the third largest number of special districts—embody both the strengths and weaknesses of special districts. Texas's failure to address MUDs' negative effects reflects our nationwide failure to analyze and correct problematic special districts. This Article discusses MUDs' formation, powers, and scope, and analyzes how MUDs operate without real democratic checks, have too much power, and ineffectively work toward their goals. Throughout, it attempts to engage the central question in modern local government law: the optimality of certain units of government.</p>

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</description>

<author>Sara C. Galvan</author>


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<title>A Pluralist Approach to International Law</title>
<link>http://lsr.nellco.org/uconn_wps/69</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/69</guid>
<pubDate>Wed, 14 Mar 2007 13:31:36 PDT</pubDate>
<description>
	<![CDATA[
	<p>This Essay is a contribution to a recent symposium at Yale Law School asking whether there is a new New Haven School of International Law. The original New Haven School of International Law offered a significant, process-based, rejoinder to the realism and positivism that had dominated international relations theory in the United States since the close of World War II. Whereas international relations realists viewed international law as merely a product of state power relations, and positivists dismissed international law entirely because it lacked both sovereign commands and a rule of recognition, scholars of the New Haven School studied law as a social process of authoritative decision-making. Such a study necessarily expanded the state-focused perspective of both the realists and positivists by drawing attention to ongoing interactions among variously situated bureaucratic and institutional actors.</p>
<p>Now, in the first decade of the 21st century, the gaze has widened still further, as international law scholars (and those studying law and globalization more generally) increasingly recognize that we inhabit a world of multiple normative communities, some of which impose their norms through officially sanctioned coercive force and formal legal processes, but many of which do not. These norms have varying degrees of impact, of course, but it has become clear that ignoring such normative assertions altogether as somehow not “law” is not a useful strategy. Accordingly, what we see emerging is an approach to international law drawn from legal pluralism.</p>
<p>As such, this new international law scholarship owes a debt not only to Myers McDougal, Harold Lasswell, Michael Reisman and the other practitioners of the New Haven School, but to another Yale Law School professor whose name is rarely associated with international law: Robert Cover. This Essay discusses Cover's work and its relationship to the New Haven School of International Law, while arguing that Cover's emphasis on norm-generating communities—rather than nation-states—along with his celebration of “jurisdictional redundancy” provide a useful analytical framework for understanding the plural normative centers that are the focus of much current international law scholarship. Moreover, a pluralist perspective on international law provides a powerful critique to the latest incarnation of realism, now newly dressed up in the trappings of rational choice theory.</p>

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</description>

<author>Paul Schiff Berman</author>


<category>International Law</category>

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<item>
<title>Public Law Values in a Privatized World</title>
<link>http://lsr.nellco.org/uconn_wps/68</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/68</guid>
<pubDate>Wed, 21 Feb 2007 05:58:03 PST</pubDate>
<description>
	<![CDATA[
	<p>Although domestic administrative law scholars have long debated privatization within the US, this debate has not confronted the growing phenomenon of privatization in the international realm or its impact on the values embodied in public international law. Yet, with both nation-states and international organizations increasingly privatizing foreign affairs functions, privatization is now as significant a phenomenon internationally as it is domestically. For example, states are turning to private actors to perform core military, foreign aid, and diplomatic functions. Military privatization entered the popular consciousness in 2004, when private contractors working for the US government abused detainees at Abu Ghraib prison in Iraq. But this is only the tip of the iceberg. The US is increasingly using private actors for logistical support to combat troops and to provide strategic planning and tactical advice. Other states, such as Sierra Leone, have used private contractors to engage in direct combat, and international organizations have weighed the possibilities of using private contractors to perform peacekeeping. In the foreign aid context, states and international organizations are entering into agreements with private non-profit and for-profit entities to deliver all forms of aid, including humanitarian relief, development assistance, and post-conflict reconstruction. Even diplomatic tasks such as peacekeeping negotiations are being undertaken by private actors.</p>
<p>In this Essay I suggest that the domestic U.S. administrative law literature may provide a useful set of responses to privatization that has been largely overlooked by international law scholars, policy-makers, and activists. In particular, I argue that possibilities for extending public law values inhere in the privatized relationship itself, particularly in the government contracts that are the very engine of privatization. Thus, the contracts governments enter into with non-state actors can include many provisions that would help to create both standards of behavior, performance benchmarks, and a means of providing some measure of public accountability. In this Essay, I outline nine such contractual provisions. Specifically, I suggest that contracts be drafted to: (1) explicitly extend relevant norms of public international law to private contractors, (2) specify training requirements, (3) provide for enhanced monitoring both within the government and by independent third-party monitors, (4) require accreditation, (5) establish clear performance benchmarks, (6) mandate self-evaluation by the contractors, (7) provide for governmental takeovers of failing contracts, (8) include opportunities for public participation in the contract negotiation process, and (9) enhance whistleblower protections and rights of third-party beneficiaries to enforce contractual terms. And while these provisions are not a panacea, they may be at least as effective as the relatively weak enforcement regime of public international law. At the same time, by considering the field of international privatization, I seek to open what I believe could be a fruitful dialogue between domestic administrative law scholars and international law scholars about possible responses.</p>

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</description>

<author>Laura A. Dickinson</author>


<category>Government Contracts</category>

<category>International Law</category>

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<title>Forces of Consent</title>
<link>http://lsr.nellco.org/uconn_wps/67</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/67</guid>
<pubDate>Sat, 21 Oct 2006 10:22:02 PDT</pubDate>
<description>
	<![CDATA[
	<p>This essay considers the Anglo-American legal treatment of sadomasochistic sexual practices, under which the consent of the masochist furnishes no defense to a charge of assault against the sadist. The law's unwillingness to recognize the masochist's consent in this context, I argue, suggests unease with the ways in which S/M reflects and exposes the operations of law. The essay begins with Robert Cover's work on law's potential to domesticate violence, locating an aporia around sadomasochistic sexuality and the putative irrationality it represents at the heart of Cover's account. It then discusses the legal regulation of homosexuality as a backdrop against which to situate the legal treatment of S/M within discussions of privacy and consent.</p>
<p>Under Bowers v. Hardwick, sodomy as a "victimless crime" nevertheless wrought its injury on the polity; the majority in that case effected an erosion of the boundaries separating private and public, individual bodies and the social body. Lawrence v. Texas has reinscribed these boundaries in the name of choice and personal autonomy. Cases addressing sadomasochistic sexual practices, however, reason in the reverse direction: identifying a public injury in violence unchecked and then locating it on the body of the masochist, regardless of the nature of his participation. With his apparent passivity or even active receptivity in the face of violence, the masochist putatively lacks the kind of rationality that would render him capable and deserving of autonomy and respect.</p>
<p>Theorists of consent, however, demonstrate that consent frequently mystifies the relationship between active and passive. The essay considers Elaine Scarry's work on consent before contemplating the doctrine that deems consent to sadomasochism legally unintelligible. Courts and commentators alike seem nonplussed by a practice that apparently merges sex and violence, pain and pleasure. Their anxiety about sadistic aggression unchecked inspires them largely to neglect the masochist's complex role.</p>
<p>Moreover, while courts and others have denounced these practices - and implicitly the ways in which they play out fundamental legal and political narratives of consent and subjection - as outside the bounds of cognizable human behavior, many theorists of S/M have celebrated its reflective function, seeing it as an expose of power relations. Proponents and detractors alike of sadomasochism generally disregard the gender of the participants, although gender has clearly shaped the legal doctrine. The male masochists involved in the major cases have rendered recognition of consent in that context even more fraught. The essay notes certain ideals of masculinity at work in the construction of the ideal legal subject, ideals to which male masochism poses a radical challenge.</p>
<p>Finally, the essay draws an analogy between the suspicion of sadomasochistic consent and that of consent to psychoanalytic treatment. In both of these contexts, what begins as a quintessentially volitional act, indeed one that often takes the form of a contract, appears to get subsumed immediately into compulsion. The essay concludes by suggesting that consent in these contexts highlights the extent to which categories of compulsion and volition, emphatically distinguished in our culture, come to haunt one another.</p>

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</description>

<author>Susan R. Schmeiser</author>


<category>Civil Rights</category>

<category>Domestic Relations</category>

<category>Psychology and Psychiatry</category>

<category>Sexuality and the Law</category>

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<title>A Woman&apos;s World: What if Care Work Were Socialized and Police &amp; Fire Protection Left to Individual Families?</title>
<link>http://lsr.nellco.org/uconn_wps/66</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/66</guid>
<pubDate>Mon, 18 Sep 2006 19:24:23 PDT</pubDate>
<description>
	<![CDATA[
	<p>This essay presents a thought experiment: What if care work (child care, elder care, etc.) were socialized and police and fire protection left to individuals and families? What if men had to take time off to put out fires and combat villains, while women were freed of many of the care work responsibilities they have traditionally shouldered? The essay provides a mythical account of what such a world might look like, with the device of role-reversal operating to reveal the imagined impact that unpaid work responsibilities might have on men and by inference the very real impact that caring responsibilities already have on women (and many men as well).  The principal point is to explore the structural/social as opposed to individual/volitional dimension of current practices with regard to the provision of care work, and thus to render those practices more vulnerable to re-examination and political critique.  In particular, it highlights the substantial economic subsidy currently provided by unpaid care work and the hidden distributional consequences of seemingly natural institutional practices and arrangements.</p>

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</description>

<author>Michael Fischl</author>


<category>Domestic Relations</category>

<category>Employment Practice</category>

<category>Labor Law</category>

<category>Women</category>

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<title>An Anthropological Approach to Modern Forfeiture Law: The Symbolic Function of Legal Actions Against Objects</title>
<link>http://lsr.nellco.org/uconn_wps/65</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/65</guid>
<pubDate>Tue, 22 Aug 2006 13:48:39 PDT</pubDate>
<description>
	<![CDATA[
	<p>In 1996, the Supreme Court issued two opinions, Bennis v. Michigan and United States v. Ursery, emphasizing the constitutionality of civil forfeiture schemes under both the Due Process and Double Jeopardy Clauses of the Fifth Amendment. These decisions, and civil forfeiture schemes generally, have faced strong criticism from scholars and civil libertarians. Among the arguments advanced against civil forfeiture has been one based on its origins. The so-called "legal fiction" underlying forfeiture is that the government is acting against the property itself, rather than against the owner. Commentators have traced this fiction to the Middle Ages. Under the law of the deodand, an inanimate object that caused a death was deemed to be "guilty" of a crime and therefore was offered to God through forfeiture to the King. Those opposed to today's forfeiture laws have seized upon this history to demonstrate the supposedly senseless origins of forfeiture. The Supreme Court also has invoked the history of civil forfeiture, but for a different purpose. Although the Court has sometimes acknowledged that the fiction underlying civil forfeiture may seem unfair, it has nevertheless upheld forfeiture schemes based on the historical prevalence and acceptance of the practice.</p>
<p>Thus, while both the critics and the Court have used the history of forfeiture actions to support their conclusions, neither side has made any serious attempt to understand this history. This Article closely examines the widespread historical practice of conducting legal actions against both inanimate objects and animals. It is unsatisfying simply to conclude that these trials were the product of irrationality or superstitiousness. Instead, this Article speculates on whether these trials may have performed important social functions for the community. In particular, the trials may have permitted the community to heal itself after the breach of a social norm by creating a narrative whereby a symbolic transgressor of the established order was deemed to be "guilty" of a "crime" and cast beyond the boundaries of the society. This Article then suggests that at least some aspects of modern civil forfeiture law may fulfill a similar function. Still today, a forfeiture proceeding can serve to remove an offensive symbol of wrongdoing from the community, a function that is quite distinct from the desire to punish the culpable individual who may have used the object. Indeed, the importance of this symbolic aspect of civil forfeiture may provide a way of thinking about the Supreme Court's recent jurisprudence in this area.</p>

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<author>Paul Schiff Berman</author>


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<title>Rethinking the Tripartite Division of American Work Law</title>
<link>http://lsr.nellco.org/uconn_wps/64</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/64</guid>
<pubDate>Thu, 10 Aug 2006 12:14:29 PDT</pubDate>
<description>
	<![CDATA[
	<p>The “holy trinity” of American work law – employment discrimination, labor law, and employment law – has governed the American workplace for over four decades and is also firmly entrenched in the curricula of most law schools. But the discrete lenses provided by the conventional trinity make it difficult to bring into focus two distinct but related dimensions of the accelerating integration of American work law. Thus, we are on the one hand experiencing an accelerating doctrinal integration of our field, as the settings in which nominally “out of area” law plays a significant governance role are rapidly proliferating. At the same time, we are increasingly confronting a functional integration of work law, a de-velopment evident in the “cross-migration” of employment discrimination law and labor law, as the institutions central to each field – discrimination litigation and labor unions respectively – have increasingly assumed functions traditionally played by the other. Functional integration is apparent as well in the increasingly robust role of employment law in both employment discrimination and labor law contexts.</p>
<p>Against the backdrop of these developments, our continued embrace of the conventional subject-matter division reflects and reinforces an increasingly false opposition between legal strategies that rely on workplace organizing and collective action (on the one hand) and those that rely on litigation and related institutional practices (on the other). More fundamentally, the conventional division reflects and reinforces an increasingly false opposition between the struggle for workplace democracy and the struggle for racial, gender, and other forms of justice in the workplace and beyond.</p>

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</description>

<author>Michael Fischl</author>


<category>Employment Practice</category>

<category>Labor Law</category>

<category>Legal Education</category>

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<title>The Virtues of Uncertainty in Law: An Experimental Approach</title>
<link>http://lsr.nellco.org/uconn_wps/63</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/63</guid>
<pubDate>Thu, 10 Aug 2006 11:19:22 PDT</pubDate>
<description>
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	<p>Predictability in civil and criminal sanctions is generally understood as desirable. Conversely, unpredictability is condemned as a violation of the rule of law. This paper explores predictability in sanctioning from the point of view of efficiency. It is argued that, given a constant expected sanction, deterrence is increased when either the size of the sanction or the probability that it will be imposed is uncertain. This conclusion follows from earlier findings in behavioral decision research and the results of an experiment conducted specifically to examine this hypothesis. The findings suggest that, within an efficiency framework, there are virtues to uncertainty that may cast doubt on the premise that law should always strive to be as predictable as possible.</p>

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</description>

<author>Tom Baker et al.</author>


<category>Criminal Law and Procedure</category>

<category>Economics</category>

<category>Torts</category>

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<title>Liability Insurance as Tort Regulation: Six Ways that Liability Insurance Shapes Tort Law in Action</title>
<link>http://lsr.nellco.org/uconn_wps/62</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/62</guid>
<pubDate>Thu, 10 Aug 2006 10:50:40 PDT</pubDate>
<description>
	<![CDATA[
	<p>Leaving aside difficult to interpret doctrinal developments, such as the abrogation of traditional immunities, liability insurance has at least the following six impacts on tort law in action. First, for claims against all but the wealthiest individuals and organizations, liability insurance is a de facto element of tort liability. Second, liability insurance limits are a de facto cap on tort damages. Third, tort claims are shaped to match the available liability insurance, with the result that liability insurance policy exclusions become de facto limits on tort liability. Fourth, liability insurance makes lawsuits against ordinary individuals and small organizations into repeat player lawsuits on the defense side, making tort law in action less focused on the fault of individual defendants and more focused on managing aggregate costs. Fifth, liability insurance personnel transform complex tort rules into simple rules of thumb, also with the result that tort law in action is less concerned with the fault of individual defendants than tort law on the books. Sixth, negotiations over the boundaries of liability insurance coverage (which appears nowhere in tort law on the books) drive tort law in action.</p>

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</description>

<author>Tom Baker</author>


<category>Insurance Law</category>

<category>Torts</category>

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<item>
<title>The Effects of Tort Reform on Medical Malpractice Insurers&apos; Ultimate Losses</title>
<link>http://lsr.nellco.org/uconn_wps/61</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/61</guid>
<pubDate>Thu, 10 Aug 2006 10:41:14 PDT</pubDate>
<description>
	<![CDATA[
	<p>Whereas the literature evaluating the effect of tort reforms has focused on reported incurred losses, this paper examines the long run effects using a comprehensive sample by state of individual firms writing medical malpractice insurance from 1984-2003. The long run effects of reforms are greater than insurers' expected effects, as five year developed losses and ten year developed losses are below the initially reported incurred losses for those years following reform measures. The quantile regressions show the greatest effects of joint and several liability limits, noneconomic damages caps, and punitive damages reforms for the firms that are at the high end of the loss distribution. These quantile regression results show stronger, more concentrated effects of the reforms than do the OLS and fixed effects estimates for the entire sample.</p>

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</description>

<author>Patricia H. Born et al.</author>


<category>Insurance Law</category>

<category>Medical Jurisprudence</category>

<category>Torts</category>

</item>






<item>
<title>Liability Insurance and the Regulation of Firearms</title>
<link>http://lsr.nellco.org/uconn_wps/60</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/60</guid>
<pubDate>Thu, 10 Aug 2006 10:15:37 PDT</pubDate>
<description>
	<![CDATA[
	<p>Prepared for an edited volume on gun litigation (Suing the Firearms Industry, T. Lytton, ed.), this working paper examines the topic of gun risks as a case study of liability insurance as a form of regulation. The paper identifies the following broad categories of 'regulation by insurance': loss spreading, gate keeping, loss prevention, management of loss costs, research and education, engagement with public regulators, liability limitation, and selective exclusion. Personal lines liability insurers have adopted as their main approach to gun related injuries the strategy of selective exclusion, through the application of the intentional harm exclusion. Commercial liability insurers employ a somewhat broader array of techniques. Selective exclusion is the main tool, but there is some evidence of gate keeping and prevention. Interestingly, guns appear to be regarded as more significant property risks (theft, fire and explosion) than liability risks. In the context of the "insurance as governance" literature, the main contribution of the paper is to emphasize that the freedom to exclude risks means that private insurance cannot be counted upon to address difficult social problems such as gun violence.</p>

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</description>

<author>Tom Baker et al.</author>


<category>Insurance Law</category>

</item>






<item>
<title>Reconsidering the Harvard Medical Practice Study Conclusions About the Validity of Medical Malpractice Claims</title>
<link>http://lsr.nellco.org/uconn_wps/59</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/59</guid>
<pubDate>Thu, 10 Aug 2006 10:07:16 PDT</pubDate>
<description>
	<![CDATA[
	<p>Over fifteen years after first reporting to the State of New York, the Harvard Medical Practice Study (HMPS) continues to have a significant impact in medical malpractice policy debates. In those debates the HMPS has come to stand for four main propositions. First, "medical injury . . . accounts for more deaths than all other kinds of accidents combined" and "more than a quarter of those were caused by substandard care." Second, the vast majority of people who are injured as a result of substandard care do not file a claim. Third, "a substantial majority of malpractice claims filed are not based on provider carelessness or even iatrogenic injury." Fourth, "whether negligence or a medical injury had occurred . . . bore little relation to the outcome of the claims." In light of this continuing reliance on the HMPS and the follow-up closed claim study, this article reviews the evidence regarding their findings about the validity of medical malpractice claims. The results of this review are as follows: First, the finding that most eligible people do not bring medical malpractice claims is well supported and confirmed by other studies using both similar and very different research methods. Second, the finding that most medical malpractice claims are not based on either iatrogenic injury or provider negligence stands on a small and precarious empirical base. Indeed, the HMPS data are as likely to support a very different finding, namely that most malpractice claims are reasonably related to medical management injuries and provider negligence. Finally, the finding from the follow-up closed claim study rests on an even weaker base and is contradicted by a large body of research on closed medical malpractice claims. In fact, the research reviewed in part IIIB of this article suggests that the legal system filters out most of the weaker claims.</p>

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</description>

<author>Tom Baker</author>


<category>Health Law and Policy</category>

<category>Medical Jurisprudence</category>

</item>






<item>
<title>War, Insurance and Some Problems of Community</title>
<link>http://lsr.nellco.org/uconn_wps/58</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/58</guid>
<pubDate>Mon, 10 Apr 2006 04:27:34 PDT</pubDate>
<description>
	<![CDATA[
	<p>In War and Insurance (1914) , Josiah Royce deals with several kinds of community, two obviously and one implicitly. The first is the community of interpretation,  which he adapted from Peirce and used in the Problem of Christianity. The second is the Beloved or Universal Community, towards which this suggestion for the practical advancement of peace was headed. The third is the shattered or wounded community, implicit in War and Insurance in the form of the international community, which is injured by the nation that fires the first shot.</p>
<p>This paper discusses these three communities against the background of several other treatments of community in the work of Josiah Royce.</p>

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</description>

<author>Carol Weisbrod</author>


<category>Insurance Law</category>

<category>Legal History</category>

</item>






<item>
<title>Standing to Raise Constitutional Issues: A Comparative Analysis</title>
<link>http://lsr.nellco.org/uconn_wps/57</link>
<guid isPermaLink="true">http://lsr.nellco.org/uconn_wps/57</guid>
<pubDate>Wed, 15 Mar 2006 09:42:07 PST</pubDate>
<description>
	<![CDATA[
	<p>This essay, a revised version of the General  Report on “Standing to Raise Constitutional Issues” presented at the XVI International Congress of Comparative Law, surveys the principal approaches to this question in different legal systems.  It attempts to re-conceptualize the distinctions by positing two principal criteria for standing rules based on two different purposes of constitutional judicial review.  The first is to resolve legal questions in order to decide particular controversies; the second is to reinforce the impact of constitutional rules by providing opportunities for authoritative clarifications and elaborations of those rules.</p>

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</description>

<author>Richard  S. Kay</author>


<category>Comparative Law</category>

<category>Constitutional Law</category>

</item>





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