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<title>Harvard Law School Faculty Scholarship Series</title>
<copyright>Copyright (c) 2013 NELLCO All rights reserved.</copyright>
<link>http://lsr.nellco.org/harvard_faculty</link>
<description>Recent documents in Harvard Law School Faculty Scholarship Series</description>
<language>en-us</language>
<lastBuildDate>Wed, 23 Jan 2013 18:04:46 PST</lastBuildDate>
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<title>International Adoption: The Human Rights Position</title>
<link>http://lsr.nellco.org/harvard_faculty/28</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/28</guid>
<pubDate>Mon, 28 Jun 2010 07:06:48 PDT</pubDate>
<description>
	<![CDATA[
	<p>International adoption is under siege, with the number of children placed dropping each of the last several years, and many countries imposing severe new restrictions. Key forces mounting the attack claim the child human rights mantle, arguing that such adoption denies heritage rights, and often involves abusive practices. Many nations assert rights to hold onto the children born within their borders, and others support these demands citing subsidiarity principles. But children’s most basic human rights, at the heart of the true meaning of subsidiarity, are to grow up in the families that will often be found only in international adoption. These rights should trump any conflicting state sovereignty claims.</p>

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</description>

<author>Elizabeth Bartholet</author>


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<title>International Adoption: The Child&apos;s Story</title>
<link>http://lsr.nellco.org/harvard_faculty/27</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/27</guid>
<pubDate>Mon, 28 Jun 2010 06:40:57 PDT</pubDate>
<description>
	<![CDATA[
	<p>Millions of infants and young children worldwide are desperately in need of nurturing homes. Many are living in institutions, and many on the streets, and almost all these children will either die in these situations, or if they survive, will emerge into adulthood so damaged by their childhood experience, and so deprived of parenting, educational and other essential childhood opportunities, that they will be unable to function in the worlds of family and work. International adoption could provide significant numbers of nurturing homes for these children. However current policy restricts international adoption, limiting its ability to provide such homes. Moreover most of the powerful organizations of the world that claim to represent children's rights and interests have joined with other forces opposing international adoption.</p>
<p>This article argues that effective child advocacy is a challenge, given the fact that infants and young children are unable to voice their views or promote their interests, and the related risks that adults will use children to further various adult agendas. True empathy is required to imagine what children would want were they able to think rationally and make informed decisions. But if we were to imagine homeless children capable of making such decisions, then it seems obvious that they would choose international adoption given the horrors of institutional and street life, and the limited options for any kind of adequate home care in their countries of birth. Opposition to international adoption cannot be justified based on any best interest of the child principle, despite the claims of many children's rights organizations. Instead it is grounded in a group of commonly shared but deeply flawed ideas about children and the role of the state, and driven by adult agendas that are not truly informed by children's interests.</p>

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</description>

<author>Elizabeth Bartholet</author>


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<title>The Racial Disproportionality Movement in Child Welfare: False Facts and Dangerous Directions</title>
<link>http://lsr.nellco.org/harvard_faculty/26</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/26</guid>
<pubDate>Mon, 08 Jun 2009 09:13:17 PDT</pubDate>
<description>
	<![CDATA[
	<p>A powerful coalition of forces has made what they term “Racial Disproportionality” the central issue in child welfare today. They use this phrase to describe the fact that black children represent a larger percentage of the foster care population than they do of the general population. This coalition is led by the Casey-CSSP Alliance, which includes the foundations that provide virtually all the private funding available for research and advocacy in child welfare. The coalition includes organizations and individuals who with these foundations have played a major role in shaping policy over the past decades.</p>
<p>This Movement uses the term Racial Disproportionality to indicate that there is something wrong with the system that removes black children to foster care, and it identifies the problem as primarily one of racial discrimination by child welfare decision makers. It calls for addressing the problem by reducing the number of black children removed to foster care to achieve what it characterizes as “racial equity” – the removal of black children at the same rate as white children.</p>
<p>The Racial Disproportionality Movement has already had significant impact. Child welfare leaders proclaim that Racial Disproportionality is the major issue of the day. Many states have accepted the Casey-CSSP Alliance’s lead, and are instituting measures designed to reduce the number of black children removed to foster care. Important federal officials and agencies have endorsed the Alliance’s approach, as have leading private child welfare organizations.</p>
<p>This article analyzes the Racial Disproportionality Movement, and the underlying issues. Child Protective Service agencies remove children to foster care, with court approval, based on reports of child maltreatment, and investigations that substantiate that maltreatment has occurred, and that it poses such serious threats to child safety as to justify removal. The goal is to protect children from repeated maltreatment, to provide services to the parents that enable the children to be safely returned home, and to move children on to adoption if the parents prove incapable of rehabilitation. Black children are identified by child protective services as victimized by serious maltreatment, and in need of the protection that removal, foster care and adoption represent, at higher rates than white children. A central question is whether black children are in fact disproportionately victimized by maltreatment, and in need of child protective services, as compared to their general population percentages. If they are, then they should be removed at rates proportionate to their maltreatment rates, which will necessarily be disproportionate to their population percentages. Racial equity for black children would mean providing them with protection against maltreatment equivalent to what white children get. If black children are in fact disproportionately victimized by maltreatment, the Movement’s proposed reform solutions would put black children at risk for being victimized by maltreatment at higher rates than white children.</p>
<p>The evidence indicates that black children are indeed disproportionately victimized by maltreatment. This is to be expected given that black families are disproportionately characterized by the risk factors associated with maltreatment, including severe poverty, serious substance abuse, and single parenting. This is reason for concern and for reform action. And it does represent an important racial problem, even if not the problem identified by the Movement. Children may need the protection provided by removal to foster care, but children who suffer maltreatment and endure lengthy stays in foster care will be hurt by these experiences, and will as a group not do well later in life. Society should act to prevent the maltreatment, and should feel additional pressure to act because this maltreatment disproportionately affects black children. But the form of action should be quite different from that proposed by the Movement. We should expand programs designed to prevent maltreatment from occurring in the first place. We should provide greater support to families at risk of falling into the kind of dysfunction that results in maltreatment. This should in turn result in a reduction in the percentage of black children in foster care, without putting those children at undue risk.</p>
<p>To date there has been no adequate debate on the issues at the heart of the Racial Disproportionality Movement, because the Casey-CSSP Alliance and its allies have overwhelmingly dominated the discourse. This Article is designed to illuminate the issues surrounding the current racial picture of child maltreatment and foster care, so that policy makers can take action that will protect rather than endanger black children.</p>

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</description>

<author>Elizabeth Bartholet</author>


<category>Juveniles</category>

<category>Law and Society</category>

<category>Social Welfare</category>

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<title>The Twist of Long Terms: Disasters, Elected Judges, and American Tort Law</title>
<link>http://lsr.nellco.org/harvard_faculty/25</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/25</guid>
<pubDate>Thu, 16 Oct 2008 07:24:35 PDT</pubDate>
<description>
	<![CDATA[
	<p>The received wisdom is that American judges rejected strict liability through the nineteenth and early twentieth century.  To the contrary, a majority of state courts adopted Rylands v. Fletcher and strict liability for hazardous or unnatural activities after a series of flooding tragedies in the late nineteenth century.   Federal judges and appointed state judges generally ignored or rejected Rylands, while elected state judges overwhelmingly adopted Rylands or a similar strict liability rule.</p>
<p>In moving from fault to strict liability, these judges were essentially responding to increased public fears of industrial or man-made hazards.  Elected courts were more populist: They were more likely to adopt strict liability than appointed courts.  But surprisingly, state courts elected to longer terms were the most populist. Many of these judges never expected to face another election, but even without direct political pressure, they were the most responsive group of judges in adopting Rylands after the floods.</p>
<p>This historical episode illuminates the differences between types of political influence on judges.  Judicial elections generally may produce judges more sympathetic to public opinion and more responsive to recent events.  Longer terms, shielding judges from opposing political pressure from industry favoring the fault rule, then allowed judges to follow those sympathies or new perceptions of public interest in favor of strict liability.</p>
<p>The historical record suggests that judicial elections plus long terms shaped a more responsive bench.  A shorthand for these effects are: filtering, role fidelity, and fear and favor.  First, these elections created a populist filter:  Elections seemed to have filtered out some elite jurists from major urban centers and filtered in more local lawyer-politicians, who would be more connected to public opinion.  Second, borrowing from the language used by nineteenth-century advocates of judicial elections and by modern historians, I suggest that the elected judges’ “fidelity” to the people led them to perceive public opinion as an important factor in their decisions.</p>
<p>Even with filtering and role fidelity, judges elected to short terms would still face the reality of “fear and favor,” due to special interests and partisan renomination politics.  Elected judges with more job security could be more faithful to their role (hence, “role fidelity”) and could follow their own perception of public interest or public opinion, rather than industrial interests. The Article concludes with some priorities for judicial reform based upon this historical episode.</p>

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<author>Jed H. Shugerman Mr.</author>


<category>Judges</category>

<category>Torts</category>

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<title>THE LAWS OF WAR AND THE “LESSER EVIL”</title>
<link>http://lsr.nellco.org/harvard_faculty/24</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/24</guid>
<pubDate>Mon, 22 Sep 2008 14:33:10 PDT</pubDate>
<description>
	<![CDATA[
	<p>Why is it that the laws of war, or international humanitarian law (IHL), allow no justification for breaking the law even if where such conduct would actually produce less humanitarian harm than following the law? In introducing the concept of a humanitarian necessity justification, this paper suggests that it should. It first addresses the puzzle of IHL’s existing absolutist stance through three historical case studies in which actors broke the law under a claim of necessity, or a mixed concern for self and others: The “Early Warning Procedure” employed by the IDF in the West Bank, the generic case of torture, and the atomic bombings of Hiroshima and Nagasaki. It then examines whether the domestic necessity defense in criminal law might be transposed onto the international level, ultimately finding that such transposition is impossible. In further searching for an account for IHL’s absolutist stance, the paper turns to first-order accounts – deontological, consequential, and institutional – only to demonstrate that none of these accounts offers a convincing explanation for the exclusion of a humanitarian necessity paradigm. Ultimately, the paper offers a blueprint for a definition for a humanitarian necessity justification that would exculpate an actor who violated the laws of war in the name of a greater humanitarian good. The central component of the definition is a requirement that the greater humanitarian good would be for the benefit of the enemy, rather than for oneself. Under such paradigm, the Early Warning Procedure and perhaps even the atomic bombing of Hiroshima might be justified, while the paradigmatic case of interrogational torture could not.</p>

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</description>

<author>Gabriella Blum</author>


<category>Criminal Law and Procedure</category>

<category>International Law</category>

<category>Jurisprudence</category>

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<title>The Use and Abuse of Foreign Law in Constitutional Interpretation</title>
<link>http://lsr.nellco.org/harvard_faculty/23</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/23</guid>
<pubDate>Tue, 16 Sep 2008 08:48:59 PDT</pubDate>
<description>
	<![CDATA[
	<p>This article provides an exhaustive typology of the uses of foreign law in order to provide insight into whether foreign law can be appropriately used in constitutional interpretation, when, and what the stakes and parameters are in each case. In doing so, the article addresses two significant problems in the debate on foreign law. First, much of the commentary has focused on the justifications for using foreign law and the principled or practical arguments against using foreign law. But the focus on the why of foreign law has obscured the more basic question – the ways in which foreign law can be used, that is, the how of foreign law. Focusing on the why of foreign law threatens to generalize arguments into debates on “foreign law” when it may be more helpful to debate particular methods of foreign law usage. Some methods of use may be more easily justified and others totally unjustifiable. The second problem is one of exhaustiveness: some scholars have recognized the need to focus on the how of foreign law, but they have identified only a limited set of ways in which foreign law could be used. This limited categorization of foreign law usage prevents clear evaluation of which uses are appropriate. The article’s typology demonstrates that most uses of foreign law are not problematic, and as a result, that the foreign law debate should focus specifically on the few uses that are potentially problematic, rather than on “foreign law” more generally.</p>

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</description>

<author>Ganesh Sitaraman</author>


<category>Comparative Law</category>

<category>Constitutional Law</category>

<category>International Law</category>

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<title>International Adoption:  Thoughts on the Human Rights Issues</title>
<link>http://lsr.nellco.org/harvard_faculty/21</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/21</guid>
<pubDate>Fri, 05 Sep 2008 12:37:12 PDT</pubDate>
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<author>Elizabeth Bartholet</author>


<category>Human Rights Law</category>

<category>Juveniles</category>

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<title>CHEVRON HAS ONLY ONE STEP</title>
<link>http://lsr.nellco.org/harvard_faculty/20</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/20</guid>
<pubDate>Wed, 27 Aug 2008 13:12:25 PDT</pubDate>
<description>
	<![CDATA[
	<p>Chevron, U.S.A. v. Natural Resources Defense Council lays out a two-step process that courts must follow when they review a federal agency’s construction of a federal statute.  We argue that Chevron, rightly understood, has only one step.  The single question is whether the agency’s construction is permissible as a matter of statutory interpretation.  The two Chevron steps both ask this question, just in different ways, and are thus mutually convertible: any opinion written in terms of one step can be written, without loss of content, in terms of the other step.  Chevron’s artificial division of a unitary inquiry causes material confusion among commentators and courts, and has no benefits; administrative law should jettison the two-step framework.</p>

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<author>Matthew C. Stephenson et al.</author>


<category>Administrative Law</category>

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<title>THE CORPORATE ATTORNEY-CLIENT PRIVILEGE:   THIRD RATE DOCTRINE FOR THIRD PARTY CONSULTANTS</title>
<link>http://lsr.nellco.org/harvard_faculty/19</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/19</guid>
<pubDate>Mon, 25 Aug 2008 14:05:19 PDT</pubDate>
<description>
	<![CDATA[
	<p>Due to the increasingly complex legal landscape, lawyers often rely on information and guidance from non-lawyer consultants such as accountants, investment bankers, and public relations specialists to provide fully informed legal advice to their corporate clients. Currently, however, there is little agreement among federal courts on the appropriate standard to analyze the attorney-client privilege when communications involve third party consultants. Moreover, at the margins, third party attorney-client privilege doctrine is overly broad and overly narrow. The narrow interpretation shields third party communications in the rarest of situations, e.g., when the consultant is acting solely as an interpreter. The broadest interpretation protects communications whenever they help the lawyer provide legal advice - at the expense of the public's access to information. Thus, the doctrine protects communications even those in favor of a robust corporate attorney-client privilege would not approve and denies protection in the very contexts for which the doctrine was created.</p>
<p>This Article examines when communications with third party consultations should be protected. It is informed, in part, by some empirical research I conducted on attorneys' communications with external public relations consultants. It argues that exchanges between attorneys and third party consultants should be protected in certain circumstances. As a means to achieve that protection, this Article recommends the attorney-client privilege protect these exchanges when there is a strong nexus between the consultant's service and the legal advice provided to the client. It proposes that the proponent show that communication with the third party was necessary to provide legal advice or services. To guard against the use of attorneys as shields for non-privileged communications and to help the court determine that the primary purpose of the exchange was for legal (as opposed to business) advice, it proposes that courts also take into account: 1) whether the lawyers were not skilled in the area in which they sought expert assistance; 2) the way the communication was conducted or distributed; 3) contemporaneous documentary support e.g., a separate retainer agreement; and 4) the substance of the law involved. Unlike the narrowest standard, this multi-factored nexus test embraces the role third party consultation plays in the provision of legal advice to large corporations. Unlike the broadest standard, this test prevents the ease with which corporations can funnel communications with third party consultants unrelated to legal services through their attorneys for protection. Further, these recommendations simplify the current doctrine and make it slightly more predictable.</p>

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<author>Michele D. Beardslee</author>


<category>Corporations</category>

<category>Professional Ethics</category>

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<title>Outsourcing Immigration Compliance</title>
<link>http://lsr.nellco.org/harvard_faculty/18</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/18</guid>
<pubDate>Tue, 12 Aug 2008 09:33:39 PDT</pubDate>
<description>
	<![CDATA[
	<p>Abstract:</p>
<p>Immigration is a hot button issue about which Americans have sent a clear message. They prefer not to admit more aliens until the government is able to credibly screen for entrants who will abide by the terms of admission and sanction those who do not. While immigration debates now focus almost entirely on undocumented workers, they have overshadowed another critical, yet poorly understood challenge: designing institutions to properly screen for aliens who are visa-compliant and sanction non-compliant aliens.  Because failed guest worker programs unquestionably increase the size of the undocumented population, this article addresses the difficulty of institutional design by analyzing the highly controversial guest worker provisions of the Immigration and Nationality Act. This article presents original data from a study of visa-compliance decisions of Jamaicans who work in Canada under a program in which screening is precise, sanctioning is effective and compliance is high. On the basis of this study, this comparative immigration law project contends that the United States should partially outsource screening and sanctioning to source-labor countries.</p>
<p>This article critiques the historical uni-national approach to immigration law. This approach fails to recognize that there are critical asymmetries between the United States and the countries from which aliens originate in their capacity to gather information about potential entrants and to sanction visa-violators. This recognition leads to the following insight: source-labor countries are often better placed to screen because can access accurate information about potential entrants from their communities. Source-labor countries are also often well-placed to deter non-compliance because through collective sanctioning, they can influence communities of origin to persuade their members to abide by visa terms.  The criminal law scholarship regularly recognizes the impact of norms on deterring crimes; this ethnographic study suggests that the same may be true with respect to immigration violations. This article contends that aliens are more likely to be compliant so long as the authorities design legal rules that augment compliance norms already present in source-labor communities and incentivize community members to reinforce them.</p>

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<author>Eleanor M. Brown</author>


<category>Immigration Law</category>

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<title>Sit Down and Count the Cost: A Framework for Constitutionally Enforcing the 501(c)(3) Campaign Intervention Ban</title>
<link>http://lsr.nellco.org/harvard_faculty/17</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/17</guid>
<pubDate>Tue, 12 Aug 2008 09:29:06 PDT</pubDate>
<description>
	<![CDATA[
	<p>Abstract:</p>
<p>Section 501(c)(3) of the Internal Revenue Code prohibits charities from intervening in a political campaign for or against a candidate for public office.  The IRS currently interprets the campaign-intervention ban to absolutely prevent charities from communicating their views on candidates, even if such communications are completely financed by non-501(c)(3) affiliates.</p>
<p>This article argues that the current IRS enforcement paradigm is unconstitutional because it exceeds the government interest in preventing tax-deductible donations to be used for campaign-intervention. A constitutional interpretation exists under the current statutory framework, but it would require the IRS to shift its focus exclusively to campaign-intervention-related expenditures.  The IRS could compel 501(c)(3) organizations to make all expenditures through a non-501(c)(3) affiliate using funds that were raised on a non-deductible basis, or receive reimbursement from a non-501(c)(3) for all such expenditures.</p>
<p>Enforcement of the ban under the proposed “expenditure” paradigm requires an ability to “value” campaign-intervention speech to provide a means for a non-501(c)(3) affiliate to pay for or reimburse the cost of such speech.  This article evaluates competing valuation theories, and finds that campaign-intervention speech that communicates a charity’s endorsement of a candidate (whether official or unofficial) may “cost” more than commentators have previously considered.  Because an endorsement implicates the “goodwill” that an organization has built up using tax-deductible contributions, it may well be appropriate to take the cost of developing that goodwill into account in determining the cost of the campaign-intervention communication.  The article proposes some guidelines for valuing the speech of charities, taking the cost of goodwill into account.  It concludes that an “expenditure” paradigm that adequately valued the speech of charities may be more enforceable, and therefore more effective at limiting excessive or abusive campaign-intervention speech by charities, while staying within constitutional parameters.</p>

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</description>

<author>Benjamin M. Leff</author>


<category>Constitutional Law</category>

<category>Secured Transactions</category>

<category>Taxation</category>

<category>Taxation-Federal Income</category>

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<title>Causal Inference in Civil Rights Litigation</title>
<link>http://lsr.nellco.org/harvard_faculty/16</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/16</guid>
<pubDate>Thu, 03 Apr 2008 07:57:18 PDT</pubDate>
<description>
	<![CDATA[
	<p>Civil rights litigation often concerns the causal effect of some characteristic on decisions made by a governmental or socioeconomic actor.  An analyst may be interested, for example, in the effect of victim race on jury imposition of the death penalty, in the effect of gender on a firm's hiring or promotion decisions, or in the effect of candidate ethnicity on election results. For the past 30 years, such analyses have primarily  been accomplished via regression. But as used in civil rights litigation, regression suffers from several shortcomings: it facilitates biased, result-oriented thinking by expert witnesses; it encourages judges and litigators to believe that all questions are equally answerable; and it gives the wrong answer in situations where such might be avoided. These difficulties, and several others, all stem from the fact that regression does not begin with a paradigm for drawing causal inferences. This paper argues for a wholesale change in thinking in this area, from a focus on regression coefficients to an explicit framework of causation called “potential outcomes.”  The potential outcomes theory of causal inference, which (for lawyers) may be analogized to but-for causation with a renewed emphasis on time, addresses many of the shortcomings of regression as the latter is currently used in modern civil rights litigation, and it does so within a framework courts, litigators, and juries can understand. This paper unpackages the potential outcomes paradigm and discusses its application in death penalty, employment discrimination, and redistricting settings.</p>

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</description>

<author>D. James Greiner</author>


<category>Civil Law</category>

<category>Criminal Law and Procedure</category>

<category>Law and Economics</category>

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<title>VIOLENCE ON THE BRAIN: A CRITIQUE OF NEUROSCIENCE IN CRIMINAL LAW</title>
<link>http://lsr.nellco.org/harvard_faculty/14</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/14</guid>
<pubDate>Mon, 31 Mar 2008 07:24:31 PDT</pubDate>
<description>
	<![CDATA[
	<p>Is there such a thing as a criminally “violent brain”?  Does it make sense to speak of “the neurobiology of violence” or the “psychopathology of crime”?  Is it possible to answer on a physiological level what makes one person engage in criminal violence and another not, under similar circumstances?</p>
<p>Current research in law and neuroscience is promising to answer these questions with a “yes.”  Legal scholars working in this area claim that we are close to realizing the “early criminologists’ dream of identifying the biological roots of criminality.” In the grip of a “neuroeverything” craze, legal scholars, practitioners, and lawmakers have already begun incorporating new “neurolaw” into criminal adjudications, lawmaking, and criminal law scholarship.  These breathless hopes for a neuroscientific transformation of the criminal law, although based in the newest research, are part of a very old story.  Criminal law and neuroscience have been engaged in an ill-fated and sometimes tragic affair for over two hundred years.  Two failures have appeared in current work that mirror precisely the prior failures.  First is the claim is that the various phenomena we call “criminal violence” comprise a single entity, which arises causally from dysfunction within specific locations in the brain (“localization”).  Second is that violent crimes are committed by people who are essentially biologically different from typical people (“otherization”).  This Article first demonstrates the parallels between current neurolaw claims and past movements in law and neuroscience: phrenology, Lombrosian biological criminology, and lobotomy.  It then engages in a scientific critique of the shortcomings of current neurolaw claims about the neurological bases of criminal violence.  Drawing on research and interviews with leading neuroscientists, this Article shows that causally localizing what we call “criminal violence” to bits of the brain is highly scientifically contestable and epistemologically untenable.  In viewing the criminal law-neuroscience relationship through the lens of history of science, this Article hopes to offer caveats to legal users of “neurolaw” and a realistic and constructive portrait of how current neuroscience might inform criminal law discourse about regulating violence.</p>

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<author>Amanda C. Pustilnik</author>


<category>Criminal Law and Procedure</category>

<category>Health Law and Policy</category>

<category>Law and Technology</category>

<category>Psychology and Psychiatry</category>

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<title>Reincarnating the “Major Questions” Exception to Chevron Deference as a Doctrine of Non-Interference (Or Why Massachusetts v. EPA  Got It Wrong).</title>
<link>http://lsr.nellco.org/harvard_faculty/12</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/12</guid>
<pubDate>Fri, 29 Feb 2008 10:22:55 PST</pubDate>
<description>
	<![CDATA[
	<p>In a pair of cases declaring a “major questions” exception to Chevron deference, the Supreme Court held that executive agencies may not implement major policy changes without explicit authorization from Congress. But in Massachusetts v. EPA, the Court unceremoniously killed its “major questions” rule, requiring the EPA to implement one such major policy change. Because the scholarly literature to date has failed to discern a worthy justification for the “major questions” rule, the academy might be tempted to celebrate the rule’s death. This Article, however, argues that the rule ought to be mourned and, indeed, reincarnated. It offers a “non-interference” justification for the “major questions” exception, arguing that the rule should apply whenever an agency enters debate in a regulatory regime to which Congress is actively considering legislative changes. The purpose of the rule, then, is to prevent agencies from altering the regulatory backdrop against which Congress is negotiating, and the purpose of judicial enforcement of a “major questions” rule is to restore the pre-interference regulatory reality so that congressional negotiations can pick up where they left off. This understanding of the rule explains and justifies the two “major questions” cases, but it cannot explain or justify Massachusetts v. EPA. The Article therefore argues that the “major questions” holding in Massachusetts v. EPA is wrong and should be rejected.</p>

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<author>Abigail R. Moncrieff</author>


<category>Administrative Law</category>

<category>Constitutional Law</category>

<category>Environmental Law</category>

<category>Food and Drug Law</category>

<category>Judges</category>

<category>Legislation</category>

<category>Politics</category>

<category>Public Law and Legal Theory</category>

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<title>THE PRICE OF PUBLIC ACTION:  JUDICIAL DOCTRINE, LEGISLATIVE ENACTMENT COSTS, AND THE “EFFICIENT BREACH” OF CONSTITUTIONAL RIGHTS</title>
<link>http://lsr.nellco.org/harvard_faculty/11</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/11</guid>
<pubDate>Fri, 15 Feb 2008 12:55:44 PST</pubDate>
<description>
	<![CDATA[
	<p>This Article argues that courts can, do, and often should implement constitutional guarantees indirectly, by crafting doctrines that raise the costs to government decision-makers of enacting constitutionally problematic policies.  This strategy for implementing the Constitution contrasts with a more familiar approach, in which courts attempt to designate certain government actions, or categories of government actions, as permissible or impermissible.  The article first explains, as a theoretical matter, how, why, and under what conditions judicial doctrines that manipulate legislative enactment costs may be a more effective tool for courts to implement the Constitution than doctrines that require direct judicial assessment of the relative strength of the competing interests at stake in any given case.  The article then argues that the federal judiciary already has the capacity to fashion doctrines that function in this way, and current doctrine influences legislative enactment costs more than has generally been appreciated.  Understanding both the theory of enactment cost manipulation and the ways in which existing doctrinal approaches may influence legislative enactment costs may be useful in evaluating the advantages and disadvantages of these doctrines, as well as suggesting different ways of thinking about doctrinal strategies for implementing the Constitution.  By thinking more systematically about these issues, one may be able to craft doctrines that more effectively leverage the advantages associated with an enactment cost strategy while minimizing the inevitable shortcomings of such an approach.</p>

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</description>

<author>Matthew C. Stephenson</author>


<category>Constitutional Law</category>

<category>Legislation</category>

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<item>
<title>Comparing Credit Cards:  An Empirical Examination of Borrowing Preferences Among Low-Income Consumers</title>
<link>http://lsr.nellco.org/harvard_faculty/9</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/9</guid>
<pubDate>Mon, 17 Dec 2007 11:27:26 PST</pubDate>
<description>
	<![CDATA[
	<p>One of the strongest arguments against regulating credit cards is the substitution hypothesis, which states that if a restriction on credit cards decreases access, borrowers will respond by using other, less desirable forms of credit.  For low-income consumers, the argument is more powerful still, because their other options are high-cost lenders such as pawn shops and rent-to-own stores.  But the substitution hypothesis has been more frequently assumed than investigated, and the empirical research that has taken place does not support the theory as strongly as has been supposed.  This Article presents original data from a study of low-income women.  The findings suggest that lenders such as pawn shops and rent-to-own stores may function as complements more than substitutes.  More critically, low-income borrowers may experience credit cards as no more desirable than these other borrowing types.  In addition, the research uncovered another form of credit that low-income families routinely use and participants evaluated favorably, but that is never discussed in literature.  Both results indicate a need to develop a more nuanced formulation of the hypothesis that better predicts the consequences of credit card regulation.</p>

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</description>

<author>Angela K. Littwin</author>


<category>Commercial Law</category>

<category>Consumer Protection Law</category>

<category>Contracts</category>

<category>Economics</category>

<category>Law and Economics</category>

</item>






<item>
<title>BEYOND USURY:  A STUDY OF CREDIT CARD USE AND PREFERENCE AMONG LOW-INCOME CONSUMERS  </title>
<link>http://lsr.nellco.org/harvard_faculty/8</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/8</guid>
<pubDate>Mon, 17 Dec 2007 11:24:18 PST</pubDate>
<description>
	<![CDATA[
	<p>The question of whether to re-impose usury restrictions lies at the heart of the debates over consumer credit regulation.  Advocates of interest rate regulations argue that creditors are exploiting low-income borrowers, making huge profits while they lure these families into financial traps from which they can never emerge.  Opponents of regulation note the benefits of expanding credit to low-income consumers.  This debate has continued for more than two decades, but until now no one has asked the affected families their views about access to credit or what safety features they would welcome.  This paper presents original data from a study of low-income women.  The findings suggest that usury regulation may be an unnecessarily blunt instrument to provide protection for low-income families, as low-income families themselves can identify credit protection devices that would be more nuanced and more useful.</p>

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</description>

<author>Angela K. Littwin</author>


<category>Bankruptcy Law</category>

<category>Commercial Law</category>

</item>






<item>
<title>Fear, Filters, and Fidelity: Judicial Elections and the Making of American Tort Law</title>
<link>http://lsr.nellco.org/harvard_faculty/7</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/7</guid>
<pubDate>Mon, 17 Dec 2007 11:19:12 PST</pubDate>
<description>
	<![CDATA[
	<p>The received wisdom is that American judges rejected strict liability through the nineteenth and early twentieth century.  In fact, a majority of state courts adopted Rylands v. Fletcher and strict liability for hazardous or unnatural activities by the turn of the twentieth century, after a series of flooding tragedies in the late nineteenth century.   Federal judges and appointed state judges generally ignored or rejected Rylands, while elected state judges overwhelmingly adopted Rylands or a similar strict liability rule.  Statistical anaylsis demonstrates counterintuitively that judges elected to relatively long terms were far more likely to adopt strict liability in the wake of disasters (and public fears) than judges elected to shorter terms. Some of these judges never expected to face another election again, but even without direct political pressure, they were the most responsive group of judges in adopting Rylands after the floods.    This article suggests that the state bench was less influenced by the pressures of upcoming elections, and more by the selection effect of past elections and their effect on judges’ psychology.  By using archival evidence, this Article demonstrates that judicial elections were hotly competitive in many states, with some judges campaigned aggressively.    First, these elections created a populist filter: Some elite professional jurists (who were more formalistic by training and insulated from public opinion) were filtered out of the partisan political process, while lawyer-politicians (who were trained to be responsive to the public, rather than to doctrinal consistency) with party connections were filtered in.  Second, elected judges then conceived of their legitimacy as being democratically accountable –  even if they never faced another election.  I suggest their role fidelity as elected judges led them to perceive public opinion as an important factor in their decisions.    Even with the filter effect and the role fidelity, judges elected to short terms would still face the reality of “fear and favor,” due to special interests and partisan renomination politics.  On the other hand, elected judges with more job security could be more faithful to role (hence, “role fidelity”) and to public opinion.  In the context of strict liability for industrial activities, special interests and partisan deal-making cut strongly in one direction, while public fears after industrial disasters cut the other.  Long terms allowed judges to weigh public opinion over special interests.  The article offers some thoughts about this era’s chaotic and politicized doctrinal turns and its impact on the shape of American tort law and the direction of American legal thought in the twentieth century, and then concludes with some priorities for judicial reform based upon this historical episode.</p>

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</description>

<author>Jed H. Shugerman Mr.</author>


<category>Judges</category>

<category>Law and Society</category>

<category>Legal History</category>

<category>Politics</category>

<category>Torts</category>

</item>






<item>
<title>THE STRATEGIC SUBSTITUTION EFFECT:</title>
<link>http://lsr.nellco.org/harvard_faculty/6</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/6</guid>
<pubDate>Mon, 17 Dec 2007 11:11:07 PST</pubDate>
<description>
	<![CDATA[
	<p>This Article presents a positive theoretical analysis of the relationship between the textual plausibility and procedural formality of agency statutory interpretations.  The Article’s central claim is that textual plausibility and procedural formality function as strategic substitutes: Increasing either the textual plausibility or the procedural formality of an agency’s interpretive decision increases the agency’s chances of surviving judicial scrutiny, but both of these options impose costs on the agency, and so the agency will rationally choose the optimal mix of textual plausibility and procedural formality in order to secure the greatest policy advantages at the least cost.  Changes that increase or decrease the costs or benefits associated with one of these two variables (plausibility and formality) will not only have a direct effect on that variable, but, because of the agency’s rational optimization, will also have an indirect effect on the other variable as well.  The analysis generates a variety of predictions regarding the behavioral effects of various administrative law doctrines.  While several of these predictions are straightforward, others are less intuitive and more novel.  These results suggest that several important and longstanding debates in administrative law are incomplete without fuller consideration of the strategic substitution effect.</p>

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</description>

<author>Matthew C. Stephenson</author>


<category>Administrative Law</category>

<category>Law and Economics</category>

<category>Legislation</category>

<category>Public Law and Legal Theory</category>

</item>






<item>
<title>OPTIMAL POLITICAL CONTROL OF THE BUREAUCRACY</title>
<link>http://lsr.nellco.org/harvard_faculty/5</link>
<guid isPermaLink="true">http://lsr.nellco.org/harvard_faculty/5</guid>
<pubDate>Mon, 17 Dec 2007 11:04:17 PST</pubDate>
<description>
	<![CDATA[
	<p>How much influence should elected politicians wield over bureaucratic policy?  Many distinguished scholars and practitioners assert that the answer is “a great deal.”  The primary justification for this conclusion is that most bureaucratic policy choices involve fundamentally political value trade-offs, and in a democracy there is a strong presumption that such choices should reflect the interests of electoral majorities.  Furthermore, if an elected politician—let us say the President—tends to respond to majoritarian interests, while an administrative agency, if left to its own devices, does not, then it may seem self-evident that giving the politician greater influence over the agency, all else equal, will always increase the degree to which agency decisions reflect voter preferences.  This Article argues that this seemingly obvious conclusion is false.  Even if we stack the deck in favor of maximum political control by assuming that elected politicians are more responsive to voters than are agencies, and that agencies do not have any special expertise or other advantages, a majority of the electorate is still better off with some degree of bureaucratic insulation from political control.</p>

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</description>

<author>Matthew C. Stephenson</author>


<category>Administrative Law</category>

<category>Constitutional Law</category>

<category>Law and Economics</category>

<category>Politics</category>

</item>





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