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<title>Duke Law School Faculty Scholarship Series</title>
<copyright>Copyright (c) 2013 NELLCO All rights reserved.</copyright>
<link>http://lsr.nellco.org/duke_fs</link>
<description>Recent documents in Duke Law School Faculty Scholarship Series</description>
<language>en-us</language>
<lastBuildDate>Thu, 07 Mar 2013 09:52:24 PST</lastBuildDate>
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<title>Ratification: Useful But Uneven</title>
<link>http://lsr.nellco.org/duke_fs/189</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/189</guid>
<pubDate>Mon, 21 Sep 2009 07:49:41 PDT</pubDate>
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	<p>Ratification permits a principal to determine to be bound by the legal consequences of action taken by an agent after the fact of the agent’s conduct when the principal would otherwise not be bound. By ratifying a principal may clarify the effects of uncertainty, furnishing reassurance to the agent, the third party with whom the agent dealt, and other parties interested in the status of the transaction. However, at the point the principal decides whether to ratify, the principal knows facts not known to agent and third party at the time of the agent’s unauthorised transaction, in particular subsequent developments in the market. The principal thus may be tempted to speculate at the expense of the third party, ratifying if the transaction seems then favorable to the principal and, if not, relying on the agent’s lack of authority. This article is a comparative analysis of ratification doctrine within the systems covered by The Unauthorized Agent.  Ratification doctrine is variable among these systems and, even within single systems, difficult to rationalize. The article argues that these doctrinal characteristics reflect tensions between two competing principles that underlie ratification—the necessity for the principal’s consent and considerations of fairness to third parties—leading to variations in doctrinal specifics. Ratification’s unevenness also reflects the complexity of consent within agency doctrine; system-by-system variations also stem from differences in the significance of ratification and the contexts in which the doctrine matters</p>

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<author>Deborah A. DeMott</author>


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<title>Fiduciaries With Conflicting Obligations</title>
<link>http://lsr.nellco.org/duke_fs/188</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/188</guid>
<pubDate>Wed, 16 Sep 2009 12:25:49 PDT</pubDate>
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	<p>This article examines the dilemma of a fiduciary acting after default for parties who, as among themselves, have conflicting commercial interests (e.g., different priorities or sources of payment). Such a fiduciary faces the difficult task of trying to understand and balance the respective obligations owed to those parties and the risk of being sued no matter how the balancing is performed. This has become a very real problem as defaults increase in complex debt instruments.</p>

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<author>Steven L. Schwarcz</author>


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<title>Collective Management of Copyrights and Human Rights: An Uneasy Alliance Revisited</title>
<link>http://lsr.nellco.org/duke_fs/187</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/187</guid>
<pubDate>Tue, 15 Sep 2009 12:07:10 PDT</pubDate>
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	<p>This essay analyzes the “creators’ rights” provisions of the International Covenant on Economic Social and Cultural Rights (ICESCR) in the context of the collective administration of copyright and neighboring rights and the policies and practices of collective management organizations (CMOs).  It also addresses other human rights treaties and international court rulings relevant to collective rights management.</p>
<p>The essay begins with an overview of the ICESCR Committee’s General Comment on ICESCR Article 15(1)(c), “the right of everyone to benefit from the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author.”  It then analyzes the key provisions of the General Comment relevant to the collective administration of copyright and neighboring rights.  The essay next considers two legal and policy issues with important human rights implications:  whether membership in CMOs should be mandatory, and whether CMOs should promote national culture.  The essay concludes by evaluating the practical implications of adopting a human rights framework to analyze collective management issues.</p>

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<author>Laurence R. Helfer</author>


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<title>A Response to the Critics of Corporate Criminal Liability</title>
<link>http://lsr.nellco.org/duke_fs/186</link>
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<pubDate>Wed, 09 Sep 2009 05:32:58 PDT</pubDate>
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	<p>This essay responds to critics of corporate liability and to the claim that elimination or limitation of such liability should be a priority for law reform. It discusses four points. First, imposing criminal liability on corporations makes sense, because corporations are not mere “fictional” entities. Rather, corporations are very real–and enormously powerful–actors whose conduct often causes very significant harms both to individuals and to society as a whole. Second, in evaluating the priorities for law reform it is critical to recognize that most of the problems with corporate liability are endemic to U.S. criminal law, rather than unique. The problems of corporations are neither special and distinctive, nor the most serious problems facing the criminal justice system. Third, a comparative review reveals something that may come as a surprise: corporate criminal liability is neither an embarrassing historical vestige nor a uniquely troubling feature of U.S. criminal law. To the contrary, in other countries the focus in the past several decades has been on the creation of corporate criminal liability in jurisdictions in which it did not exist, and where such liability already existed the modern reforms have included modifications intended to make it easier, rather than harder, to prosecute corporations criminally. Finally, what about the collateral consequences of a criminal conviction, which may wreck havoc on innocent parties including shareholders, employees, and creditors? Critics have mistakenly assumed that these collateral consequences are intrinsically tied to criminal liability. They are either necessarily related to criminal liability nor are they limited to corporations. Accordingly, these collateral consequences should be considered by prosecutors on a case-by-case basis, but they should not affect the policy questions addressed here. The critics are right that there are serious problems with corporate criminal liability in the United States. But any agenda for reform should acknowledge that those problems are generally endemic to the criminal justice system (and especially the federal criminal justice system), rather than unique to corporations. In addition, the agenda for reform should include the question whether corporate criminal liability (and/or other mechanisms such as civil liability and regulatory oversight) needs to be strengthened or expanded.</p>

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<author>Sara Sun Beale</author>


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<title>Global Legal Pluralism</title>
<link>http://lsr.nellco.org/duke_fs/185</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/185</guid>
<pubDate>Wed, 02 Sep 2009 05:50:58 PDT</pubDate>
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	<p>Some challenges of legal globalization closely resemble those formulated earlier for legal pluralism: the irreducible plurality of legal orders, the coexistence of domestic state law with other legal orders, the absence of a hierarchically superior position transcending the differences. This review discusses how legal pluralism engages with legal globalization and how legal globalization utilizes legal pluralism. It demonstrates how several international legal disciplines - comparative law, conflict of laws, public international law, and European Union law - have slowly begun to adopt some ideas of legal pluralism. It shows how traditional themes and questions of legal pluralism - the definition of law, the role of the state, of community, and of space - are altered under conditions of globalization. It addresses interrelations between different legal orders and various ways, both theoretical and practical, to deal with them. And it provides an outlook on the future of global legal pluralism as theory and practice of global law.</p>

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<author>Ralf Michaels</author>


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<title>Rethinking the Identity and Role of United States Attorneys</title>
<link>http://lsr.nellco.org/duke_fs/184</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/184</guid>
<pubDate>Wed, 02 Sep 2009 05:36:10 PDT</pubDate>
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	<p>This article considers the proper role of politics in federal prosecutions, and how that bears on the position of the U.S. Attorney.  First, the article sets forth an account of the problems disclosed by investigations into the Bush Justice Department, including the controversial firing of nine U.S. Attorneys and claims that particular prosecutions were politically motivated.  It then explores the historical development of the role of the U.S. Attorneys, their relationship to the Attorney General and the Department of Justice, and their role in the contemporary federal criminal justice system.</p>
<p>With that background, the article considers the question whether there should be a fundamental change in the role and character of the position of U.S. Attorney.  It concludes that a career or civil service role for U.S. Attorneys is neither politically feasible nor desirable.  Rather, the presidential appointment of U.S. Attorneys, with approval by the Senate, provides a desirable counterweight to Main Justice, both by creating separate spheres of political influence and by allowing for decentralization of federal power.  It argues that there is real value in a structure that delegates federal prosecutorial power to local districts, reinforcing federalism and allowing federal law to be adapted to different conditions.</p>
<p>Although the advantages of political appointments for the U.S. Attorneys outweigh the disadvantages, there are still reasons for concern.  The article evaluates four mechanisms that have been proposed to moderate the effect of partisan politics at the appointment stage and the effect of improper partisan pressure that may be exerted on U.S. Attorneys by the executive branch, Congress or local political leaders.  Three of the mechanisms are identified as promising alternatives to an impracticable and undesirable reconfiguration of the Department.</p>

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<author>Sara Sun Beale</author>


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<title>Nature or Nurture? Judicial Law Making in the European Court of Justice and the Andean Tribunal of Justice</title>
<link>http://lsr.nellco.org/duke_fs/183</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/183</guid>
<pubDate>Fri, 28 Aug 2009 14:08:09 PDT</pubDate>
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	<p>Are international courts (ICs) by nature expansionist lawmakers, expanding the reach and scope of their authority at the expense of state sovereignty when permissive conditions allow? Or are they naturally conservative, applying international law in straightforward and circumscribed ways unless environmental factors encourage them to be more expansive? We investigate expansionist lawmaking patterns in the European Court of Justice (ECJ) and the Andean Tribunal of Justice (ATJ), the ECJ’s jurisdictional twin and the third most active IC. We argue that international judges are more likely to become expansive lawmakers when they are supported by influential sub-state interlocutors and compliance constituencies. These intermediaries include national judges, administrative agency officials, and private actors who have a personal, professional or ideological stake in promoting respect for international rules. Our study investigates lawmaking across all ATJ preliminary rulings through 2007 and analyzes the political effects of cloning the ECJ in region outside of Europe.</p>

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<author>Laurence R. Helfer et al.</author>


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<title>Umpires at Bat: On Integration and Legitimation</title>
<link>http://lsr.nellco.org/duke_fs/182</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/182</guid>
<pubDate>Fri, 28 Aug 2009 14:08:06 PDT</pubDate>
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	<p>During his confirmation hearings. Chief Justice Roberts captured the public's imagination when he offered an interpretation of the role that judges play in our society when interpreting the Constitution. Judges and Justices are servants of the law, not the other way around, he said. Judges are like umpires. Umpires don't make the rules, they apply them. The role of an umpire and a judge is critical. They make sure everybody plays by the rules, but it is a limited role. Nobody ever went to a ball game to see an umpire.</p>
<p>In this inquiry, I identify some tensions between the understanding of the judicial role animating the umpire analogy and the actual practice of constitutional adjudication in the race conscious student assignment cases recently decided by the Supreme Court of the United States. I argue that those cases vividly illustrate how inapt the umpire analogy is if one takes its appeal to formalism seriously as a statement about how judges can or should execute their responsibilities in constitutional cases.</p>
<p>The umpire analogy would have judges just decide constitutional cases according to the rules. Judges, however, cannot just decide constitutional cases according to the rules because they cannot agree on what the rules are in the vast majority of the most important cases. Judges cannot agree on what the rules are in such cases because a critical purpose of constitutional rules is to express a social vision, and many social visions in contemporary American society are deeply contested. Instead of pursuing the impossible task of simply applying the rules, the judiciary does its job and sustains its institutional legitimacy over the long run in significant part by articulating a vision of social order that resonates with fundamental public values. The school cases exemplify a social practice in which judges make contested appeals to popular ideals in fashioning - not merely applying - the rules that constitute contemporary constitutional law.</p>
<p>In Part I, I examine the virtues and vulnerabilities of the umpire analogy. In Part II, I identify pertinent parts of the judicial opinions on voluntary integration plans. In Part III, I explore what those opinions elucidate - and what the umpire analogy occludes - about the preconditions of law's public legitimation and the purposes of the institution of law, particularly in the area of constitutional law.</p>

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<author>Neil S. Siegel</author>


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<title>International Law in Domestic Courts:  A Conflict of Laws Approach</title>
<link>http://lsr.nellco.org/duke_fs/181</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/181</guid>
<pubDate>Fri, 28 Aug 2009 14:08:03 PDT</pubDate>
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	<p>The relationship between international law and domestic law is rarely understood as a conflict of laws. Understanding it in this way opens up a parallel with the field of conflict of laws: the field for which the relationship between legal systems, especially the role of another system's jurisdiction, laws, and judgments vis-à-vis the domestic legal system, are exactly the bread-and-butter issues. We argue for such an approach to international law in domestic courts: an approach that we elaborate as "theory through technique."</p>
<p>In our view, conflicts should be seen broadly as the discipline that developed to deal with conflicts between laws, without necessarily being committed to any one method or policy. Surprisingly, we demonstrate that it is precisely the seemingly negative features of conflicts - the field's high degree of technicality disparaged as a "conflict-of-laws machine" and the multitude of theories famously deemed a "dismal swamp" - that figure among the advantages of a conflict-of-laws approach to international law in domestic courts.</p>
<p>A conflict-of-laws approach offers ways to respect the nature of international law as law, without simplifying that nature by characterizing it exactly as domestic law. In addition, seeing the parallel with conflict of laws brings a wealth of experience that can enrich and refine the debate on international law in domestic courts. Finally, the parallel with conflicts changes international law in domestic courts from a specific problem addressed by international and constitutional lawyers into a general problem of relativism - which, we argue, conflict of laws is uniquely positioned to address.</p>

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<author>Ralf Michaels et al.</author>


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<title>Foreword: Transdisciplinary Conflicts of Law</title>
<link>http://lsr.nellco.org/duke_fs/180</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/180</guid>
<pubDate>Fri, 28 Aug 2009 14:08:00 PDT</pubDate>
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	<p>This introduction to our co-edited special issue of Law and Contemporary Problems addresses how interdisciplinary studies might contribute to the revitalization of the field of Conflict of Laws. The introduction surveys existing approaches to interdisciplinarity in conflict of laws - drawn primarily from economics, political science, anthropology and sociology. It argues that most of these interdisciplinary efforts have remained internal to the law, relating conflicts to other legal spheres and issue areas. It summarizes some of the contributions of these projects but also outlines the ways they fall short of the full promise of interdisciplinary work in Conflicts scholarship, and indeed often replicate the very shortfalls of Conflicts doctrine that they set out to overcome. Drawing on examples from the symposium, the article then argues that there is much to be gained - in both law and other fields - from a more "external" interdisciplinarity that engages nonlegal disciplines such as economics, political science, and anthropology in a more serious and sustained way. It outlines a number of ways cross-disciplinary engagement, like the kind in this symposium, can push the project further: by approaching the study of conflicts through its discourse and imagery, through the historical and present-day context of colonialism, and through ethnographies that detail how its doctrines are experienced and produced in the real world. The final section discusses how the interdisciplinary insights yielded by the symposium might provide a richer and more productive techniques and practices for addressing conflict of laws problems.</p>

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<author>Ralf Michaels et al.</author>


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<title>Why We Should Ignore the &apos;Octomom&apos;</title>
<link>http://lsr.nellco.org/duke_fs/179</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/179</guid>
<pubDate>Fri, 28 Aug 2009 14:07:57 PDT</pubDate>
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	<p>Thanks to the “Octomom” – a single, low-income, California mother of six, who recently gave birth to octuplets conceived through IVF -- the American public this year turned its attention to assisted reproductive technology. In this essay, I take issue with one set of proposals to arise from the controversy: embryo-transfer limits, variations on which have been proposed in Georgia, Missouri, and, most recently, by Naomi Cahn and Jennifer Collins. Examining national and international multiple-birth rates, as well as similar limits in other countries, I argue that government mandated embryo-transfer limits would produce fewer benefits and higher costs in the United States than proponents assume. First, the Octomom is a sad and disturbing, but aberrant, case. Second, questions of embryo transfer and multiple birth inevitably intersect with other politically contentious issues, including the moral and legal status of embryos and abortion. These political minefields render it highly unlikely that the United States will implement comprehensive embryo-transfer regulation effectively designed to reduce multiple births anytime soon.</p>

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<author>Kimberly D. Krawiec</author>


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<title>Mechanism Choice</title>
<link>http://lsr.nellco.org/duke_fs/178</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/178</guid>
<pubDate>Wed, 19 Aug 2009 13:47:47 PDT</pubDate>
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	<p>This paper is a draft of a chapter for a forthcoming book, Public Choice and Public Law, edited by Daniel Farber and Anne Joseph O'Connell, to be published by Edward Elgar. This chapter reviews the literature on the selection of regulatory policy instruments, from both normative and positive perspectives. It first reviews the mechanism design literature to identify normative objectives in selecting among the menu or toolbox of policy instruments. The chapter then discusses the public choice and positive political theory literatures and the variety of models developed to attempt to predict the actual selection of alternative policy instruments. It begins with simpler early models focusing on interest group politics and proceeds to more complicated models that incorporate both supply and demand for policy, the role of policy entrepreneurs, behavioral and cognitive choice, and public perceptions and mass politics. It compares these theories to empirical experience. The chapter examines literature in law, economics, political science, and related fields, and it draws examples from US, European, and international regulation. It concludes with suggestions for future research.</p>

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<author>Jonathan B. Wiener et al.</author>


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<title>The United States, Israel, and Unlawful Combatants</title>
<link>http://lsr.nellco.org/duke_fs/177</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/177</guid>
<pubDate>Tue, 18 Aug 2009 06:05:08 PDT</pubDate>
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	<p>This essay considers how members of a terrorist organization should be categorized under international law when the organization is engaged in an armed conflict with a nation. The proper categorization can have significant implications for the nation’s authority under both international and domestic law to subject members of a terrorist organization to military targeting and detention. As a result of judicial decisions, Israel ostensibly follows a two category approach, pursuant to which anyone who is not a lawful combatant, including a member of a terrorist organization, is a civilian. The United States, by contrast, currently follows a three category approach, whereby members of a terrorist organization can be considered “unlawful combatants” and thus treated as legally distinct from civilians. Although the two category approach may seem at first glance to be the most protective for civil liberties, it is not clear that this is the case. If a conflict with a terrorist organization is pushed into the civilian category, it is very likely that this category will be stretched in order to accommodate the security needs of the nation. The net result may be a reduction in protection for true non-combatants. While the three category approach is less anchored in existing treaties than the two category approach, it allows for a more realistic description of how members of a terrorist organization operate. Moreover, depending on how it is defined, the third category could contain significant substantive and procedural protections that are similar to those available under the two category approach.</p>

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<author>Curtis A. Bradley</author>


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<title>On Doctors and Judges</title>
<link>http://lsr.nellco.org/duke_fs/176</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/176</guid>
<pubDate>Tue, 18 Aug 2009 06:05:06 PDT</pubDate>
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	<p>This comment, delivered at the Duke Law Journal's conference on Measuring Judges and Justice, suggests that there is much to learn about judges from thinking about doctors.</p>

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<author>Barak D. Richman</author>


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<title>Public Choice and Environmental Policy: A Review of the Literature</title>
<link>http://lsr.nellco.org/duke_fs/175</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/175</guid>
<pubDate>Tue, 18 Aug 2009 06:05:01 PDT</pubDate>
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	<p>This paper is a draft of a chapter for a forthcoming book, Research Handbook in Public Law and Public Choice, edited by Daniel Farber and Anne Joseph O'Connell, to be published by Elgar. It reviews the public choice literature on environmental policy making, first generally and then with respect to four fundamental environmental policy questions: (1) whether or not government action is warranted; (2) if it is, the scope and stringency of the government action, including the manner in which a bureaucracy will implement and enforce any statutory standards; (3) the level of government that assumes responsibility; and (4) the type of regulation, or regulatory instrument, that government employs.</p>
<p>The review traces how public choice writing on these problems has been influenced by two evolutionary improvements in public choice thinking: (1) a shift from models that posit policy will always be dominated by concentrated economic interests to models that incorporate the possibility of broad-based citizen collective action under certain conditions; (2) a shift from models employing thick-rationality assumptions that take the preferences of actors to be defined exclusively in terms of their material self-interest, to models with thin-rationality assumptions that acknowledge the possibility that principled commitments, including to the general social welfare or to sound public policy, can form part of the preference set of many political actors. Empirical work has validated these theoretical and modeling improvements.</p>
<p>The models that are emerging from these two shifts remain faithful to public choice's fundamental orientation toward envisioning a "politics without romance," and they persist in analyzing public decision making by understanding the individual motives for action. At the same time, they acknowledge a fuller range of possibilities from government action than the simpler but less accurate rent-seeking models do. The simpler models predict only grim results from government decision making, suggesting that government action routinely fails to address environmental problems constructively and does so primarily as a means of transferring wealth to powerful economic interests away from the rest of us. Under the improved models, government can be responsive to the public's interests and the general welfare when conditions are right.</p>
<p>Public choice has always traced an intellectual lineage back to neoclassical market theory, which has made important contributions to environmental policy by developing a toolkit of environmental market-improving measures such as fees, pollution taxes, subsidies and cap-and-trade, along with analyzes of the pros and cons of each tool in light of the environmental problem to be addressed. Going forward, public choice research can make similar contributions to the study of how environmental policy is made if the newer public choice models are deployed to develop more systematic recommendations of feasible ways to improve the quality of governmental decision making.</p>

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<author>Christopher H. Schroeder</author>


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<title>Is It Safe to Drink the Water?</title>
<link>http://lsr.nellco.org/duke_fs/174</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/174</guid>
<pubDate>Tue, 18 Aug 2009 06:04:57 PDT</pubDate>
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	<p>Throughout history, societies have been predicated on ready access to sources of drinking water, whether in the cisterns of Masada high above the Dead Sea, the graceful aqueducts carrying water into Rome, or the sacred Aboriginal water holes in Australia’s outback. But access is not enough. The water has to be safe to drink. And this presupposes a deceptively simple question - how do we know what “safe” water is?</p>
<p>In 21st century America, the answer seems simple - government experts and scientists tell us. We take for granted that our tap water is subject to exacting chemical and biological analyzes. The name of the relevant federal law - The Safe Drinking Water Act - says it all. Yet, in historical terms, the very idea of the need to conduct detailed chemical and biological analyzes, much less even appreciating why we should care about drinking water’s invisible contents, is still stunningly novel. The germ theory of disease has only been around for about 150 years, a recent development compared to the history of human settlement. And, even today, legitimate questions are being asked about our drinking water. Are the standards stringent enough? Does the infrastructure delivering our water meet these standards? How can we be sure we are even regulating the right substances?</p>
<p>This article explores how societies through history have answered the timeless question, “Is it safe to drink the water?” Our technical understanding of water safety is more sophisticated than ever before, but a society’s understanding and regulation of drinking water has never been a purely technical matter. While the Safe Drinking Water Act may look dramatically different than the laws and norms relied on by other societies and in other times, they share far more similarities than differences.</p>
<p>Norms and values shape our management of safe drinking water just as surely as do chemical assays. The fundamental problem, as we shall see, is that no source of water can ever be safe in completely objective terms, either today or two hundred years from now. Because of the universality of this challenge, because safety is an eternally moving target, one can take valuable lessons from the historical record. The article explores how societies have changed their conception of safe drinking water through time, shifting their behavior, governance and laws as a result, and what this means for us today.</p>

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<author>James Salzman</author>


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<title>Autocrat of the Armchair (Reviewing Richard A. Posner, How Judges Think)</title>
<link>http://lsr.nellco.org/duke_fs/173</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/173</guid>
<pubDate>Tue, 18 Aug 2009 06:04:53 PDT</pubDate>
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	<p>In his latest book, How Judges Think, Judge Richard Posner makes the case once again for "pragmatic" judging-law-making geared toward consequences reflecting sound public policy-in those areas of the law that are uncertain. He discusses at length the descriptive and normative limits of the "legalist" model of judging-judging based on logic, text, and precedent. Much of what he says seems old hat, although he asserts that most judges would feign horror at his contentions. It also would appear that much of what he says is based on introspection and personal observation as his generalizations usually are unsupported by data. But what is most missing in the book is an appreciation for the dynamic processes that confront judges, particularly in the trial courts, and the importance of the lawyers and the record to how many judges think. That judges have personal views is no revelation, but good judges are not content to rely on their own preconceptions. If they have preconceptions, they are eager to test them by exposing them to the litigants for this very purpose of testing. Judges who attempt to fairly and reliably find the facts and develop the record, including, where appropriate, a record that will permit judges to evaluate social and public policy consequences of different possible legal rules, are neither the "legalists" nor "pragmatists" that Posner describes: they are "empiricists" who respect the truthseeking processes of litigation and the importance of a fair process that permits the parties to influence how they think. Ironically, Posner, the academic empiricist, may be less empirical in his evaluation of judicial behavior than his subject judges are in their determinations of how to think and decide. Despite any shortcomings, however, the book is a significant addition to the literature on judging. To the extent that it is largely autobiographical, it represents the reflections of a great judge revealing how he thinks about judging.</p>

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<author>David F. Levi</author>


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<title>&apos;Only Connect&apos;: Toward a Unified Measurement Project</title>
<link>http://lsr.nellco.org/duke_fs/172</link>
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<pubDate>Tue, 18 Aug 2009 05:56:25 PDT</pubDate>
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	<p>Conventional wisdom is that the academy and the judiciary have been growing farther apart in recent years. Judges complain that legal academic work has become increasingly theoretical and obscure. Gone are the days when a judge could pick up a leading law review and gain guidance on some important legal issue. Admittedly, fewer academics these days spend their time synthesizing cases. But while the divide between the two groups may have widened in certain respects, there are ways in which these two groups are (or should be) growing closer. The academy has increasing interest in studying the judiciary - using empirical tools to analyze: (1) patterns in judicial decisions; and (2) the effects of different forms of judicial organization and administration. Thus far, judges have not responded to the empirical scrutiny with great enthusiasm. If anything, they seem to view the modern turn to empirical research as further evidence of a misguided academy. That view, while perhaps understandable, given some of the rhetoric about "political judging" in the academic literature, may be worth changing. There is much that judges and academics could learn from each other. This new body of research if guided by judges holds promise for judges and academics alike. This Foreword describes an attempt, in collaboration with the Duke Law Journal, to encourage a conversation between judges and the academic empiricists who study them.</p>

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<author>David F. Levi et al.</author>


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<title>Mapping the American Shareholder Litigation Experience: A Survey of Empirical Studies of the Enforcement of the U.S. Securities Law</title>
<link>http://lsr.nellco.org/duke_fs/171</link>
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<pubDate>Tue, 18 Aug 2009 05:56:22 PDT</pubDate>
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	<p>In this paper, we provide an overview of the most significant empirical research that has been conducted in recent years on the public and private enforcement of the federal securities laws. The existing studies of the U.S. enforcement system provide a rich tapestry for assessing the value of enforcement, both private and public, as well as market penalties for fraudulent financial reporting practices. The relevance of the U.S. experience is made broader by the introduction through the PSLRA in late 1995 of new procedures for the conduct of private suits and the numerous efforts to evaluate the effects of those provisions.</p>
<p>We believe that the evidence reviewed here shows that the PSLRA's provisions have largely achieved their intended purposes. For example, many more private suits are headed by an institutional lead plaintiff, such plaintiffs appear to fulfill the desired role of monitoring the suit's prosecution and their presence is associated with suits yielding better settlements and lower attorneys' fees awards. SEC enforcement efforts, while significant, have tended to focus on weaker targets, suggesting that the big fish get away. Equally importantly, markets impose their own discipline on companies whose managers release false financial reports and, in turn, firms discipline the managers who are responsible for false misleading reporting, perhaps because of the presence of, or potential for, private enforcement actions.</p>

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<author>James D. Cox et al.</author>


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<title>The Politics of Nature: Returning Democracy to Environmental Law</title>
<link>http://lsr.nellco.org/duke_fs/170</link>
<guid isPermaLink="true">http://lsr.nellco.org/duke_fs/170</guid>
<pubDate>Tue, 18 Aug 2009 05:56:18 PDT</pubDate>
<description>
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	<p>Legal scholars' discussions of climate change assume that the issue is one mainly of engineering incentives, and that "environmental values" are too weak, vague, or both to spur political action to address the emerging crisis. This paper gives reason to believe otherwise. The major natural resource and environmental statutes, the acts creating national forests and parks to the Clean Air Act and Clean Water Act, have emerged from exactly the activity that discussions of climate change neglect: democratic argument over the value of the natural world and its role in competing ideas of national purpose, citizenship, and the role and scale of government. This paper traces several major episodes in those developments: the rise of a Romantic attachment to spectacular places, a utilitarian ideal of rational management of resources, the legal and cultural concept of "wilderness," and the innovation of "the environment" as a centerpiece of public debate at the end of the 1960s. It connects each such development to changes in background culture and values and the social movements and political actors that brought them into public debate and, eventually legislation. The result is both a set of specific studies and the outlines of an account of the ways in which the argument and self-interpretation of a democratic community have created and contested new ideas of "nature" throughout American political history. The paper then shows how past episodes cast light on the present: today's climate politics, including the seemingly anomalous (even "irrational") choices by municipalities to adopt the Kyoto carbon-emissions goals, make most sense when understood as extensions of a long tradition of political argument about nature, which does not simply take "interests" as fixed, but changes both interests and values by changing how citizens understand themselves, the country, and the natural world.</p>

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<author>Jedediah S. Purdy</author>


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